Mary B. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary B Mcmanus, who also goes by Mary Bridget Mcmanus, Mary Bridget Nagel, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1986. Mary had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2013 - December 31, 2018
IMST DISTRIBUTORS, LLC
September 18, 2006 - May 9, 2013
AMUNDI DISTRIBUTOR US, INC.
July 23, 2002 - August 15, 2018
OAK RIDGE INVESTMENTS, LLC
March 22, 1999 - November 23, 2004
OAK RIDGE INVESTMENTS, INC.
October 10, 1996 - March 16, 1999
CONCORD SERVICES L.L.C.
April 8, 1992 - September 4, 1996
AEGON USA SECURITIES INC.
February 19, 1986 - November 29, 1991
SECURITIES CORPORATION OF IOWA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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