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Mary B Mcmanus

CRD# 1461611·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary B Mcmanus, who also goes by Mary Bridget Mcmanus, Mary Bridget Nagel, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1986 - 2018. Mary had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Bridget Mcmanus, Mary Bridget Nagel

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years registered in the securities industry

Current & Past Employments

Past

IMST DISTRIBUTORS, LLCPast·CRD# 130745
BD
Chicago, IL
August 15, 2013 - December 31, 2018
OAK RIDGE INVESTMENTS, LLCPast·CRD# 107066
RIA
Chicago, IL
July 23, 2002 - August 15, 2018
AMUNDI DISTRIBUTOR US, INC.Past·CRD# 24497
BD
Chicago, IL
September 18, 2006 - May 9, 2013
OAK RIDGE INVESTMENTS, INC.Past·CRD# 25544
BD
Chicago, IL
March 22, 1999 - November 23, 2004
CONCORD SERVICES L.L.C.Past·CRD# 8085
BD
Chicago, IL
October 10, 1996 - March 16, 1999
AEGON USA SECURITIES INC.Past·CRD# 13302
BD
Cedar Rapids, IA
April 8, 1992 - September 4, 1996
SECURITIES CORPORATION OF IOWAPast·CRD# 6945
BD
Cedar Rapids, IA
February 19, 1986 - November 29, 1991

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Current Firm

ID
IMST DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC

CRD#: 130745 / SEC#: 8-66389
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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