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Gery Eugene Craig

CRD# 1461332·Registered 1986 - 2000
Previously Registered: Being a previously registered professional could mean that Gery is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gery Eugene Craig was a registered financial advisor. Gery was a previously registered financial professional and started their career in finance 1986 - 2000. Gery had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FIRST RESEARCH FINANCIAL·CRD# 27915
BD
Dallas, TX
September 15, 1999 - December 31, 2000
KEY INVESTMENTS INC.·CRD# 15873
BD
Cleveland, OH
November 30, 1995 - September 15, 1997
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
September 26, 1995 - September 11, 1996
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - September 18, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
October 21, 1994 - January 28, 1995
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
June 15, 1990 - November 2, 1994
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Overland Park, KS
March 10, 1989 - December 20, 1989
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 20, 1986 - March 29, 1989
CONSOLIDATED INVESTMENT SERVICES, INC.·CRD# 7929
BD
February 19, 1986 - June 17, 1986

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Current Firm

FR
FIRST RESEARCH FINANCIAL

ABSOLUTE INVESTMENTS, INCORPORATED | FIRST RESEARCH FINANCIAL | FIRST RESEARCH FINANCE INC.

CRD#: 27915 / SEC#: 8-43308
BD
Terminated by SEC on 02/22/2021

Contact Information

Established

Texas since 09/17/1990

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
LAWRENCE, ALAN HUGHCEO,DIR,CROP,PRIN,CCO1449428
KECSEG, ROBERT JOHNTREASURER, PRINCIPAL1029546

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1991About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1990About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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