Michael Parikh

M STREET CAPITAL

Dallas, TX

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CRD#: 1461297

Professional summary

Michael Parikh, CFP® is a registered financial advisor currently at M STREET CAPITAL, LLC located in Dallas, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner, M Street Capital, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2014; 100% of time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Parikh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7691

BOSTON, MA

Past

October 26, 2001 - October 14, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 21, 1986 - July 23, 1987

LAKSHMI INVESTMENT GROUP, INC.

CRD#: 14264

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2001

General Securities Representative Examination

Current Firm

M STREET CAPITAL, LLC

CRD#: 174310 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/20/2015 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(508) 904-5090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 9,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Parikh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Parikh's CRS (Customer Relationship Summary).

Certified licenses

Experience

M STREET CAPITAL, LLC

COMMONWEALTH FINANCIAL NETWORK

PW GLOBAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

LAKSHMI INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2001

Series 7

Date: 10/25/2001

Current Firm

M STREET CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M STREET CAPITAL, LLC

TRUST BUT VERIFY

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