Kelly A. Barker
Professional summary
Kelly A Barker, who also goes by Kelly Ann Alfino, Kelly Ann Barker, Kelly A Barker-alfino, Kelly Ann Barker-alfino, Kelly Ann Marlatt, is a registered financial professional currently at DIRECTTRADE SECURITIES, LLC located in Gig Harbor, Washington.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1987. Kelly has worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly A Barker's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2022 - Present
DIRECTTRADE SECURITIES, LLC
December 6, 2021 - April 18, 2022
CGS INTERNATIONAL SECURITIES USA, INC.
May 25, 2011 - July 28, 2011
LYNX CAPITAL, LLC
February 5, 2010 - May 17, 2010
SANTA RITA PARTNERS, INC.
August 20, 2009 - May 28, 2010
CYGNI SECURITIES, LLC
February 2, 2007 - December 31, 2008
DOLPHIN SECURITIES, INC.
August 25, 2006 - November 28, 2006
COURTLANDT SECURITIES CORPORATION
February 27, 2006 - July 3, 2006
LYNX CAPITAL, LLC
August 30, 2005 - October 28, 2005
MODERN CAPITAL SECURITIES INC.
June 2, 2004 - February 28, 2005
INDEPENDENT FINANCIAL GROUP, LLC
August 29, 2003 - September 12, 2008
AFA FINANCIAL GROUP, LLC
December 21, 2001 - September 19, 2003
SUNAMERICA SECURITIES, INC.
April 13, 2000 - September 19, 2003
SPELMAN & CO., INC.
November 16, 1998 - September 19, 2003
SENTRA SECURITIES CORPORATION
July 29, 1994 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
April 9, 1992 - July 7, 1994
U.S. SECURITIES CLEARING CORP.
September 6, 1990 - March 25, 1992
PACIFIC CAPITAL PARTNERS, INC.
March 30, 1990 - August 7, 1990
REMINGTON SECURITIES, INC.
November 9, 1989 - February 7, 1990
REMINGTON SECURITIES, INC.
September 30, 1989 - November 10, 1989
ADVEST, INC.
May 19, 1989 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
March 25, 1987 - May 20, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
DIRECTTRADE SECURITIES, LLC
CRD#: 315469 / SEC#: , 8-70834
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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