Steven G. Oreilly

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS

Boston, MA 02210

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CRD#: 1461008

Professional summary

Steven G Oreilly, who also goes by Steven G O'reilly, Steven Gordon Oreilly, Steven Oreilly, is a registered financial professional currently at COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven G O'reilly | Steven Gordon Oreilly | Steven Oreilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven G Oreilly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2010 - Present

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Office #1: 290 Congress St, Boston, MA 02210

CRD#: 840

Boston, MA

Past

August 17, 2009 - May 1, 2010

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

May 12, 2005 - October 22, 2007

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

October 1, 1997 - April 8, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

July 24, 1990 - April 21, 2005

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Past

February 4, 1987 - January 8, 1990

KEYPORT FINANCIAL SERVICES CORP.

CRD#: 8127

WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/1/2010)

Exams

State Security Law Exam

Series 63

Date: 11/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/3/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840 / SEC#: , 8-25845

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

290 Congress Street, Boston, MA 02210

Mailing Address

290 Congress Street Bx 29 20661, Boston, MA 02210

Phone number

(617) 385-9565

Established

Delaware since 04/20/1978

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
J. & W. SELIGMAN & CO. INCORPORATED	SOLE STOCKHOLDER
BUFF, STEPHEN ODONNELL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	2143366
BUMPUS, JAMES FREDERICK	DIRECTOR, VICE PRESIDENT, AND HEAD OF INTERMEDIARY MARKETS	1928724
DEFAO, MICHAEL E	VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY	2687755
MATTOX, MICHAEL SCOTT	CHIEF FINANCIAL OFFICER	4383501
TRUSCOTT, WILLIAM FREDERICK	CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER	2416857
ZEITOUN, MARC CLAUDE	DIRECTOR, VICE PRESIDENT AND HEAD OF NORTH AMERICA PRODUCT	2639942

Disclosures

Civil Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven G. Oreilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven G Oreilly's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA DISTRIBUTORS, INC.

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS CORPORATION

KEYPORT FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1990

Series 6

Date: 2/3/1987

Series 24

Date: 8/20/1997

FINRA

Current Firm

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

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