AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AM

Albert A. Matani

Some features on this profile are disabled
CRD#: 1460705
AM

Professional summary

Albert Anthony Matani JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Albert is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Albert had worked at 11 firms, which includes TUSCANY EQUITY MANAGEMENT CORPORATI0N, MAYFAIR SECURITIES LIMITED, GKN SECURITIES CORP., SCHNEIDER SECURITIES INC., KOCHCAPITAL, ADAMS BLOCK & COE SECURITIES INC., HORIZONS INTERNATIONAL CORPORATION, PARKER JAMESON INC., CITIGROUP GLOBAL MARKETS INC., G. K. SCOTT & CO. INC., BRENNAN ROSS SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Al Matani | Albert Anthony Matani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 19, 1992 - May 23, 1996

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

September 23, 1991 - June 18, 1992

MAYFAIR SECURITIES LIMITED

BD
CRD#: 23770
Past

May 22, 1991 - September 26, 1991

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

March 4, 1991 - May 20, 1991

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

May 8, 1990 - March 4, 1991

KOCHCAPITAL

BD
CRD#: 21038
Past

April 11, 1990 - May 11, 1990

ADAMS, BLOCK & COE SECURITIES, INC.

BD
CRD#: 19439
FT. LAUDERDALE, FL
Past

October 4, 1989 - April 12, 1990

HORIZONS INTERNATIONAL CORPORATION

BD
CRD#: 20530
Past

July 7, 1989 - October 18, 1989

PARKER JAMESON, INC.

BD
CRD#: 18409
Past

June 30, 1989 - July 19, 1989

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 16, 1988 - July 8, 1989

G. K. SCOTT & CO., INC.

BD
CRD#: 3305
PLAINVIEW, NY
Past

January 20, 1988 - June 20, 1988

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/1988
General Securities Representative Examination

Current Firm

TE
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BURTON SECURITIES, INC. | TUSCANY EQUITY MANAGEMENT CORPORATI0N | SOVERIGN EQUITY MANAGEMENT CORPORATION | SOVEREIGN EQUITY MANAGEMENT CORP. | ROEBLING SECURITIES, INC.

CRD#: 20016 / SEC#: , 8-38025

BD
Terminated by SEC on 12/19/1997
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 06/01/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

TRUST BUT VERIFY

Monitor Albert Matani

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics