Craig A. Wilkey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig A Wilkey, ChFC®, CLU® was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2020 - December 31, 2024
THE LEADERS GROUP, INC.
February 13, 2019 - July 17, 2019
THE LEADERS GROUP, INC.
May 15, 2012 - February 16, 2017
HORNOR, TOWNSEND & KENT, LLC
December 21, 2007 - October 4, 2011
OGILVIE SECURITY ADVISORS CORPORATION
April 7, 2006 - July 12, 2007
KESTRA INVESTMENT SERVICES, LLC
September 30, 2005 - May 5, 2006
M HOLDINGS SECURITIES, INC.
May 19, 2005 - May 5, 2006
M HOLDINGS SECURITIES, INC.
October 5, 2000 - July 15, 2004
DELOITTE & TOUCHE INVESTMENT ADVISORS LLC
April 23, 1986 - March 10, 1998
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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