Robert W. Mcleod

FINANCIAL ECONOMICS CONSULTING GROUP

TUSCALOOSA, AL 35401

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CRD#: 1460653

Professional summary

Robert Wesley Mcleod, CFP® is a registered financial advisor currently at FINANCIAL ECONOMICS CONSULTING GROUP, INC. located in Tuscaloosa, Alabama.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MRE,LLC, 2316 UNIVERSITY BLVD., TUSCALOOSA, AL 35401, SINCE SEPT. 1996. I AM A 50% MEMBER/OWNER. IT IS A SEPARATE COMPANY THAT OWNS THE BUILDING FROM WHICH WE OPERATE OUR INVESTMENT BUSINESS. IT HAS AND PROVIDES NO INVESTMENT RELATED ACTIVITIES. I PROVIDE LIMITED SERVICES MONTHLY IN THE AREA OF MAINTENANCE AND UPKEEP, AFTER SECURITY TRADING HOURS AND GENERALLY AFTER REGULAR BUSINESS HOURS. MRM,LLC, 2316 UNIVERSITY BLVD., TUSCALOOSA, AL. 35401, SINCE AUGUST 2004. IT IS A PRIVATE COMPANY THAT SEEKS AND ATTEMPTS TO SECURE POTENTIAL RESIDENTIAL AND COMMERCIAL PROPERTY FOR RENTAL. IT PROVIDES NO INVESTMENT RELATED ACTIVITIES. I HELP TO IDENTIFY AND ANALYZE PROPERTIES. THE WORK IS GENERALLY PROVIDED AFTER HOURS AND ON WEEKENDS. DR. MCLEOD IS A PROFESSOR OF FINANCE AT THE UNIVERSITY OF ALABAMA, CULVERHOUSE COLLEGE OF COMMERCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wesley Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1982

Experience

Current

April 11, 1991 - Present

FINANCIAL ECONOMICS CONSULTING GROUP, INC.

Office #1: 2316 University Blvd. Suite 201, Tuscaloosa, AL 35401

RIA

CRD#: 117418

TUSCALOOSA, AL

Past

June 4, 1987 - September 19, 1989

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

February 19, 1986 - June 2, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/11/1991)

IAR

Louisiana
(8/24/2015)

IAR

Texas
(4/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Current Firm

FINANCIAL ECONOMICS CONSULTING GROUP, INC.

CRD#: 117418 / SEC#: 801-63570

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Alabama

Registered Investment Advisory firm - (6/26/2012 Approved)

Louisiana

Registered Investment Advisory firm - (8/24/2015 Approved)

Texas

Registered Investment Advisory firm - (4/4/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2316 University Blvd. Suite 201, Tuscaloosa, AL 35401

Mailing Address

Phone number

(205) 345-0934

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 76,608,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Mcleod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wesley Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ECONOMICS CONSULTING GROUP, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/6/1986

Series 7

Date: 2/15/1986

Current Firm

FINANCIAL ECONOMICS CONSULTING GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ECONOMICS CONSULTING GROUP, INC.

TRUST BUT VERIFY

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