James J. Kirkpatrick
Professional summary
James Jay Kirkpatrick, CFP®, who also goes by Jim Kirkpatrick, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Indianapolis, Indiana and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Jay Kirkpatrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2012 - Present
TRUSTAGE INVESTMENT MANAGEMENT
October 24, 2000 - Present
CUNA BROKERAGE SERVICES, INC.
October 31, 2007 - October 30, 2019
CUNA BROKERAGE SERVICES, INC.
December 26, 1986 - October 27, 1987
PIPER SANDLER & CO.
March 3, 1986 - October 30, 1986
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2016)
(10/16/2007)
(10/16/2007)
(10/12/2012)
(10/26/2011)
(11/18/2016)
(9/8/2022)
(2/10/2025)
(2/10/2025)
(11/18/2016)
(10/17/2007)
(11/18/2016)
Exams
FINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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