Thomas H. Luehs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Hilton Luehs was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 4 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2015 - March 22, 2016
CHART GROUP ADVISORS, LLC
September 28, 2011 - September 19, 2014
CHART GROUP ADVISORS, LLC
June 10, 2005 - January 21, 2011
CHART GROUP ADVISORS, LLC
November 18, 1993 - February 13, 1998
LEXINGTON FUNDS DISTRIBUTOR, INC.
September 23, 1987 - February 18, 1992
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 19, 1986 - September 2, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CHART GROUP ADVISORS, LLC
CRD#: 118814 / SEC#: , 8-53690
Contact information
Documents
Red Flags
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