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Don Edward Eggers

CRD# 1460030·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that Don is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Don Edward Eggers was a registered financial advisor. Don was a previously registered financial professional and started their career in finance 1986 - 2018. Don had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

WHEELHOUSE SECURITIES CORPORATION·CRD# 149075
BD
St. Louis, MO
November 19, 2014 - May 24, 2018
DETALUS ADVISORS, LLC·CRD# 117958
RIA
St. Louis, MO
April 1, 2013 - November 18, 2014
DETALUS SECURITIES, LLC·CRD# 103260
BD
St. Louis, MO
September 28, 2012 - November 13, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Frontenac, MO
January 1, 2008 - October 24, 2012
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
February 10, 1999 - January 3, 2008
THE HEITNER CORPORATION·CRD# 2162
BD
September 10, 1990 - February 10, 1999
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
August 21, 1987 - September 5, 1990
CADARET, GRANT & CO., INC.·CRD# 10641
BD
April 9, 1987 - December 10, 1987
UR FINANCIAL, INC.·CRD# 10509
BD
September 23, 1986 - March 10, 1987

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Current Firm

WS
WHEELHOUSE SECURITIES CORPORATION

WHEELHOUSE SECURITIES CORPORATION

CRD#: 149075 / SEC#: 8-68105
BD
Terminated by SEC on 08/27/2018

Contact Information

Established

Missouri since 12/02/2008

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WHEELHOUSE SECURITIES HOLDINGS, LLCSHAREHOLDER—
GRUNZINGER, ROBERT JAMESCCO, FINOP2989752
PICKERILL, DAVID ALLANMUNICIPAL SECURITIES PRINCIPAL1840026

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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