DE

Don E. Eggers

Some features on this profile are disabled
CRD#: 1460030
DE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don Edward Eggers was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1986. Don had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 19, 2014 - May 24, 2018

WHEELHOUSE SECURITIES CORPORATION

BD
CRD#: 149075
ST. LOUIS, MO
Past

April 1, 2013 - November 18, 2014

DETALUS ADVISORS, LLC

RIA
CRD#: 117958
ST. LOUIS, MO
Past

September 28, 2012 - November 13, 2014

DETALUS SECURITIES, LLC

BD
CRD#: 103260
ST. LOUIS, MO
Past

January 1, 2008 - October 24, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
FRONTENAC, MO
Past

February 10, 1999 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

September 10, 1990 - February 10, 1999

THE HEITNER CORPORATION

BD
CRD#: 2162
Past

August 21, 1987 - September 5, 1990

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823
Past

April 9, 1987 - December 10, 1987

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
Past

September 23, 1986 - March 10, 1987

UR FINANCIAL, INC.

BD
CRD#: 10509

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WS
WHEELHOUSE SECURITIES CORPORATION
WHEELHOUSE SECURITIES CORPORATION

CRD#: 149075 / SEC#: , 8-68105

BD
Terminated by SEC on 08/27/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Missouri since 12/02/2008
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WHEELHOUSE SECURITIES HOLDINGS, LLCSHAREHOLDER
GRUNZINGER, ROBERT JAMESCCO, FINOP2989752
PICKERILL, DAVID ALLANMUNICIPAL SECURITIES PRINCIPAL1840026

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WHEELHOUSE SECURITIES CORPORATION

CRD#: 149075

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