Scott Michael Stratton
Professional Summary
Scott Michael Stratton, who also goes by Scott Michael Zgoda, is a registered financial advisor currently at EHG WEALTH MANAGEMENT located in San Francisco, California. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 9 firms and has passed the Series 65, Series 63, Series 6, Series 2 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Michael Zgoda
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
EHG WEALTH MANAGEMENT | EHG WEALTH MANAGEMENT LLC
Contact Information
Main Address
Indianapolis, INMailing Address
9801 Fall Creek Road Suite 160, Indianapolis, IN 46256Phone Number
(717) 947-8555# of Employees
4SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1997About the Series 6 examSeries 2 — Non-Member General Securities Examination
Passed Jul 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Stratton's CRS (Customer Relationship Summary).
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