Thomas J. Higgins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Higgins, who also goes by Thomas Joseph Higgens, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1994 - January 17, 1996
JOHNSTON KENT SECURITIES, INC.
February 15, 1991 - April 13, 1992
FIRST CHOICE SECURITIES CORP.
October 24, 1990 - February 6, 1992
ROYCE PARK INVESTMENTS, INC.
November 17, 1986 - October 11, 1990
FIRST EAGLE, INC.
October 23, 1986 - October 11, 1990
FIRST EAGLE, INC.
March 26, 1986 - October 22, 1986
DEVANNEY, BURGIN, SHANACY, INC.
February 19, 1986 - March 17, 1986
FIRST EAGLE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHNSTON KENT SECURITIES, INC.
CRD#: 21618 / SEC#: , 8-38895
Contact information
Documents
Red Flags
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