William F. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Ross, who also goes by William Fredrick Ross, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - October 4, 2010
SPARTAN SECURITIES GROUP, LTD.
December 4, 1995 - February 3, 1999
INTERAMERICAN SECURITIES CORPORATION
September 16, 1986 - December 31, 2006
PUBLIC SECURITIES, INC.
February 19, 1986 - May 13, 1986
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
SPARTAN SECURITIES GROUP, LTD.
CRD#: 104478 / SEC#: , 8-52937
Contact information
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
