Howard M. Schneiderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Mitchel Schneiderman was a registered financial advisor .
Howard is a previously registered financial advisor and started their career in finance in 1986. Howard had worked at 26 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2009 - September 3, 2009
NFSG CORPORATION
January 26, 2009 - September 3, 2009
NEWBRIDGE SECURITIES CORPORATION
December 5, 2006 - October 25, 2007
NFSG CORPORATION
November 13, 2006 - October 25, 2007
NEWBRIDGE SECURITIES CORPORATION
December 17, 2003 - August 22, 2006
WEISS CAPITAL MANAGEMENT, INC.
November 21, 2001 - August 22, 2006
WEISS CAPITAL SECURITIES, INC.
December 22, 1999 - December 22, 1999
TRADESTATION SECURITIES, INC.
November 23, 1999 - August 9, 2001
RUMSON CAPITAL, LLC
February 16, 1996 - December 17, 1999
EVALUVEST DIRECT INVESTMENTS, INC.
January 11, 1995 - September 14, 1995
CORTLANDT CAPITAL CORPORATION
October 10, 1994 - December 20, 1994
JWGENESIS SECURITIES, INC.
July 13, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
January 26, 1994 - June 17, 1994
HUNTER INTERNATIONAL SECURITIES, INC.
October 8, 1993 - November 12, 1993
R.B. WEBSTER INVESTMENTS, INC.
February 5, 1993 - March 9, 1993
BURNETT, GREY & CO., INC.
June 24, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
July 17, 1991 - November 15, 1991
PARAGON CAPITAL MARKETS, INC.
April 11, 1991 - July 5, 1991
J. W. GANT & ASSOCIATES, INC.
August 15, 1990 - January 21, 1991
KOBER FINANCIAL CORP.
July 27, 1990 - August 15, 1990
KOCHCAPITAL
July 3, 1990 - August 10, 1990
JOSEPHTHAL & CO., INC.
March 16, 1990 - July 2, 1990
G. K. SCOTT & CO., INC.
July 18, 1989 - April 16, 1990
R.B. WEBSTER INVESTMENTS, INC.
July 11, 1989 - July 26, 1989
BARRON CHASE SECURITIES, INC.
December 20, 1988 - July 17, 1989
HUBERMAN SECURITIES CORP.
December 16, 1988 - January 6, 1989
ANDERSON, BRYANT & CO.
June 29, 1988 - January 2, 1989
ALLIED CAPITAL GROUP, INC.
September 5, 1986 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
June 13, 1986 - September 18, 1986
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
