James M. Masterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Masterson SR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 1996 - October 7, 1998
TRUSTMARK SECURITIES, INC.
June 30, 1986 - June 30, 1987
CAPITAL ONE INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMARK SECURITIES, INC.
CRD#: 29707 / SEC#: , 8-44497
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUSTMARK NATIONAL BANK | PARENT CORPORATION | |
| BERRY, TALLY LAVELLE | MSRP | 1659235 |
| COLLIER, THOMAS HARRIS | DIRECTOR | 2870707 |
| DEWEY, DUANE ARTHUR | DIRECTOR | |
| FORTENBERRY, MELINDA WILSON | FINOP | 1466810 |
| GREER, LOUIS, E. | DIRECTOR | |
| PLANCH, WAYNE, BARRY | DIRECTOR | |
| WALKER, MARCIA COLE | CHIEF COMPLIANCE OFFICER | 709049 |
| ZITO, MICHAEL JOSEPH JR | PRESIDENT | 2052770 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
