Kenneth P. Olshein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Olshein, who also goes by Ken Olshein, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 27 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - December 31, 2020
FIRST ADVISORS NATIONAL, LLC
September 15, 2017 - February 23, 2018
VIRTUE CAPITAL MANAGEMENT, LLC
August 25, 2014 - October 6, 2015
MSI FINANCIAL SERVICES, INC.
August 18, 2014 - October 6, 2015
MSI FINANCIAL SERVICES, INC.
May 23, 2014 - June 30, 2014
OSAIC SERVICES, INC.
December 10, 2013 - April 28, 2014
HORTER INVESTMENT MANAGEMENT, LLC
October 16, 2012 - August 30, 2013
ALLSTATE FINANCIAL SERVICES, LLC
January 14, 2011 - June 15, 2011
ALLEGIANT SECURITIES L.L.C.
August 18, 2010 - August 20, 2010
S.H. CAPITAL MANAGEMENT CORP.
November 18, 2008 - April 1, 2009
ALLEGIANT FINANCIAL ADVISORS, LLC
October 31, 2008 - April 1, 2009
ALLEGIANT SECURITIES L.L.C.
July 24, 2008 - November 6, 2008
KOVACK ADVISORS, INC.
April 30, 2008 - November 6, 2008
KOVACK SECURITIES INC.
August 19, 2004 - March 30, 2007
ALLSTATE FINANCIAL SERVICES, LLC
November 6, 2003 - June 30, 2004
HIGH MARK SECURITIES, INC.
April 11, 2003 - November 10, 2003
FINANCIAL INDEPENDENCE SYSTEMS, INC.
November 12, 2002 - March 13, 2003
NEW ENGLAND SECURITIES
May 31, 2002 - December 13, 2002
PARK AVENUE SECURITIES LLC
July 27, 2001 - April 8, 2002
OSAIC FS, INC.
July 27, 2000 - February 6, 2001
EQUITABLE ADVISORS, LLC
July 27, 1999 - June 29, 2000
OSAIC FA, INC.
January 7, 1999 - July 28, 1999
LEGACY FINANCIAL SERVICES, INC.
November 2, 1998 - January 6, 1999
PRINCIPAL SECURITIES, INC.
October 17, 1997 - October 31, 1997
CRISPIN KOEHLER SECURITIES
June 7, 1993 - September 24, 1997
WS GRIFFITH SECURITIES, INC.
November 7, 1991 - June 7, 1993
VP DISTRIBUTORS LLC
January 29, 1991 - May 9, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 13, 1990 - January 16, 1991
MML INVESTORS SERVICES, LLC
February 27, 1989 - April 12, 1990
PRUCO SECURITIES, LLC.
February 22, 1989 - April 12, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 19, 1986 - February 27, 1989
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
FIRST ADVISORS NATIONAL, LLC
CRD#: 166212 / SEC#: 801-77440
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ADVISORS NATIONAL, LLC
CRD#: 166212 / SEC#: 801-77440
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,207 |
| AUM (Assets Under Management) | $ 501,113,212 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
