Rickey R. Tiedemann

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES

Henderson, NV

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CRD#: 1459451

Professional summary

Rickey Richard Tiedemann, who also goes by R Richard Tiedemann, Rick Tiedemann, Rickey Tiedemann, is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Henderson, Nevada and BFC PLANNING, INC. located in Henderson, Nevada.

Rickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Rickey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R Richard Tiedemann | Rick Tiedemann | Rickey Tiedemann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TIEDEMANN PRIVATE WEALTH-Y-HENDERSON, NV-INVESTMENTS-PRESIDENT/ADVISOR-04/2012-4-2-SELL ANNUITIES/LIFE & HEALTH. 2. TIEDEMANN PRIVATE WEALTH-Y-HENDERSON, NV- DBA FOR SECURITIES BUSINESS-PRESIDENT-4/2012-200-95-MANAGE AND SUPERVISE INVESTMENTS FOR CLIENTS. 3. Melaluca-N-Henderson, NV-vitamins and products-seller-1/2011-1-0-purchase of vitamins and products. 4. National Sporting Clays Association-N-Henderson, NV-fire arms training-instructor-9/2015-1-0-shooting instructor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rickey Richard Tiedemann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2012 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

Henderson, NV

Current

February 7, 2017 - Present

BFC PLANNING, INC.

RIA

CRD#: 119682

HENDERSON, NV

Current

March 30, 2012 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

Henderson, NV

Past

June 1, 2009 - April 10, 2012

MORGAN STANLEY

RIA

CRD#: 149777

MADISON, WI

Past

June 1, 2009 - April 10, 2012

MORGAN STANLEY

CRD#: 149777

MADISON, WI

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MADISON, WI

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MADISON, WI

Past

April 22, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MADISON, WI

Past

April 22, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MADISON, WI

Past

January 13, 2003 - April 26, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MADISON, WI

Past

September 4, 1990 - April 26, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 27, 1990 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

April 11, 1988 - May 25, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 19, 1986 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/20/2018)

Florida
(11/21/2018)

Illinois
(2/7/2017)

Indiana
(1/22/2020)

Minnesota
(7/26/2016)

Nevada
(1/19/2021)

IAR

Nevada
(11/2/2021)

Texas
(3/30/2012)

West Virginia
(11/5/2019)

Wisconsin
(3/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/23/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rickey R. Tiedemann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rickey Richard Tiedemann's CRS (Customer Relationship Summary).

Certified licenses

Experience

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/1996

Series 63

Date: 3/4/1986

SIE

Date: 10/1/2018

Series 3

Date: 6/23/1986

Series 7

Date: 2/15/1986

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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