Ernest J. Ergottino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernest John Ergottino, who also goes by Earnest J Ergottino, Ernest J Ergottino Jr, Ernest John Ergottino Jr, Ernie J Ergottino, Ernie Ergottino, was a registered financial professional .
Ernest is a previously registered financial professional and started their career in finance in 1987. Ernest had worked at 12 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2002 - June 30, 2003
21ST CENTURY FINANCIAL SERVICES, INC.
May 1, 2001 - June 13, 2002
ALLSTATE FINANCIAL SERVICES, LLC
December 6, 2000 - April 10, 2001
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 2000 - April 10, 2001
MSI FINANCIAL SERVICES, INC.
July 8, 2000 - February 7, 2001
ALLSTATE FINANCIAL SERVICES, LLC
July 22, 1999 - September 16, 1999
VBC SECURITIES, LLC
July 31, 1998 - July 9, 1999
NORTHEAST SECURITIES, LLC
March 12, 1996 - July 29, 1998
ESSEX NATIONAL SECURITIES, LLC
April 29, 1994 - February 9, 1996
ESSEX NATIONAL SECURITIES, LLC
June 24, 1993 - May 3, 1994
SEI INVESTMENTS DISTRIBUTION CO.
September 12, 1992 - July 15, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 12, 1992 - July 15, 1993
SIGNATOR INVESTORS, INC.
August 1, 1991 - May 19, 1992
IFMG SECURITIES, INC.
August 14, 1989 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
February 18, 1987 - August 24, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
21ST CENTURY FINANCIAL SERVICES, INC.
CRD#: 42750 / SEC#: , 8-49986
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
