William M. Gillen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William M Gillen, who also goes by William Mckay Gillen, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2014 - October 11, 2022
EATON VANCE WATEROAK ADVISORS
August 22, 2001 - July 21, 2014
EATON VANCE MANAGEMENT
November 1, 1996 - May 1, 2020
EATON VANCE DISTRIBUTORS, INC.
May 7, 1991 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
May 2, 1989 - April 8, 1991
NUVEEN SECURITIES, LLC
September 30, 1987 - April 6, 1989
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 21, 1986 - August 21, 1987
EATON VANCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE WATEROAK ADVISORS
CRD#: 132047 / SEC#: 801-63334
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,607 |
| AUM (Assets Under Management) | $ 14,592,102,806 |
Red Flags
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