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FC

Frank L. Csuti

FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 1458885
FC

Professional summary

Frank Lynn Csuti, who also goes by Frank L Csuti, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 15, Series 3 and Series 5 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frank L Csuti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Lynn Csuti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2016 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204
BD
CRD#: 166316
Indianapolis, IN
Past

October 1, 2010 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
JOPLIN, MO
Past

May 19, 2009 - December 2, 2009

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

RIA
CRD#: 125568
CORCORAN, MN
Past

April 10, 2009 - August 19, 2010

SAMUELS CHASE & CO., INC.

BD
CRD#: 36699
SANTA YSABEL, CA
Past

April 2, 2003 - December 31, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 2, 2003 - March 10, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

June 3, 2002 - March 17, 2003

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
CHICAGO, IL
Past

July 5, 2000 - March 6, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 31, 1993 - July 19, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 19, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 3, 1986 - January 24, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/23/2024)
RR
Florida
(1/11/2016)
RR
Georgia
(4/23/2024)
RR
North Carolina
(4/23/2024)
RR
South Carolina
(4/23/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/1/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/1/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 15
Date: 2/28/1986
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 3
Date: 2/21/1986
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 2/7/1986
Interest Rate Options Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Indianapolis, IN 46204

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