John A. Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Hanley JR, who also goes by Jay Hanley Jr, John Anthony Hanley, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - August 28, 2017
TELSEY ADVISORY GROUP LLC
December 21, 2001 - August 12, 2016
KEEFE, BRUYETTE & WOODS, INC.
November 3, 1998 - November 15, 2001
NATIONAL BANK OF CANADA FINANCIAL INC.
July 30, 1996 - November 2, 1998
COWEN PRIME SERVICES TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/11/1999
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
