Christopher L. Pepe
Professional summary
Christopher Louis Pepe, who also goes by Chris Pepe, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1986. Christopher has worked at 13 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Louis Pepe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2022 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036August 31, 2011 - June 15, 2022
DEUTSCHE BANK SECURITIES INC.
June 8, 2009 - December 12, 2011
TTBD, LLC
July 24, 2007 - May 1, 2008
MINT BROKERS
July 24, 2007 - August 20, 2008
BGC FINANCIAL, L.P.
August 1, 2006 - July 24, 2007
CANTOR FITZGERALD & CO.
May 22, 2000 - January 23, 2002
CANTOR FITZGERALD & CO.
May 18, 2000 - February 6, 2001
MINT BROKERS
September 23, 1998 - August 1, 2006
CANTOR FITZGERALD SECURITIES
March 27, 1992 - September 10, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.
February 28, 1991 - March 11, 1992
FUNDAMENTAL BROKERS
November 24, 1989 - February 28, 1991
FUNDAMENTAL BROKERS
May 22, 1989 - August 21, 1989
TGB CORPORATION
June 2, 1988 - November 29, 1988
ANDREW ALEN SECURITIES, INC.
May 20, 1986 - August 11, 1986
MONMOUTH INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
