Kenneth W. Mcleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wayne Mcleod, who also goes by K Wayne Mcleod, Kenneth Mcleod, Wayne Mcleod, was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1986. Kenneth had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2008 - November 22, 2010
F & S ASSET MANAGEMENT GROUP, INC.
January 9, 2008 - May 5, 2010
OSAIC FS, INC.
October 25, 2005 - December 19, 2007
CINCINNATI ANALYSTS, INC.
January 5, 2004 - December 19, 2007
CINCINNATI ANALYSTS, INC.
October 10, 2002 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
September 18, 2002 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
March 13, 2001 - October 2, 2002
WOODBURY FINANCIAL SERVICES, INC.
July 19, 1999 - March 14, 2001
VOYA FINANCIAL ADVISORS, INC.
October 31, 1997 - July 9, 1999
FSC SECURITIES CORPORATION
December 21, 1995 - July 16, 1997
FFP SECURITIES, INC.
April 7, 1993 - September 12, 1995
PRUCO SECURITIES, LLC.
August 24, 1987 - May 13, 1988
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 3, 1986 - September 11, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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