Don M. Dumas
Professional summary
Don M Dumas, who also goes by Don M Dumas, Don Mitchell Dumas, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Green Bay, Wisconsin and TCFG WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin.
Don is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Don has worked at 18 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Don M Dumas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2020 - Present
TCFG INVESTMENT ADVISORS, LLC
Office #1: 926 Willard Drive Suite 220, Green Bay, WI 54304June 5, 2020 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 926 Willard Dr. Suite 220, Green Bay, WI 54304August 2, 2013 - June 5, 2020
CREATIVEONE SECURITIES, LLC
May 15, 2013 - June 5, 2020
CREATIVEONE SECURITIES, LLC
May 17, 2007 - May 20, 2013
VOYA FINANCIAL ADVISORS, INC.
May 13, 2005 - April 30, 2007
HARBOUR INVESTMENTS, INC.
February 10, 2004 - May 20, 2005
MONY SECURITIES CORPORATION
June 6, 2003 - May 20, 2005
MONY SECURITIES CORPORATION
March 8, 2002 - June 6, 2003
EDWARD JONES
March 16, 2001 - March 12, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 17, 2000 - July 29, 2009
VOYA FINANCIAL ADVISORS, INC.
May 12, 1998 - February 28, 2001
IFMG SECURITIES, INC.
December 19, 1997 - May 11, 1998
TITAN/VALUE EQUITIES GROUP, INC.
June 20, 1997 - December 31, 1997
SII INVESTMENTS, INC.
April 20, 1995 - June 2, 1997
MAIN STREET MANAGEMENT COMPANY
June 21, 1993 - April 25, 1995
CINCINNATI ANALYSTS, INC.
August 24, 1992 - May 5, 1993
PRUCO SECURITIES, LLC.
May 3, 1991 - August 14, 1992
SHAREMASTER
July 24, 1990 - February 27, 1991
FIRST AFFILIATED SECURITIES
April 2, 1990 - April 24, 1990
WALNUT STREET SECURITIES, INC.
July 27, 1988 - January 1, 1990
WALNUT STREET SECURITIES, INC.
February 5, 1986 - July 26, 1988
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2020)
(6/8/2020)
(10/25/2022)
(3/24/2023)
(3/27/2023)
(6/5/2020)
(6/5/2020)
Exams
FINRA
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Company Information
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606Green Bay, WI 54304TRUST BUT VERIFY
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