Carmen I. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmen Itzel Wright, who also goes by Carmen Itzela Arauz, Carmen Arauz, Carmen Aravz, Carmen Itzela Wright, was a registered financial professional .
Carmen is a previously registered financial professional and started their career in finance in 1988. Carmen had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2007 - June 7, 2018
VCA SECURITIES, LP
August 30, 2005 - July 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 6, 2002 - September 9, 2005
CHASE INVESTMENT SERVICES CORP.
October 10, 2000 - December 31, 2001
OXFORD FINANCIAL GROUP
March 21, 1995 - October 12, 1998
FIRST SOUTHWEST COMPANY, LLC
November 22, 1988 - November 23, 1994
CITIGROUP GLOBAL MARKETS INC.
February 29, 1988 - November 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 1988 - November 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VCA SECURITIES, LP
CRD#: 130748 / SEC#: , 8-66393
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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