Luis E. Rinaldini
Professional summary
Luis Emilio Rinaldini, who also goes by Louis Emilio Rinaldini, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Luis is registered as a RR (Registered Representative) and started their career in finance in 1986. Luis has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Emilio Rinaldini's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2021 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004October 17, 2003 - December 31, 2020
GROTON SECURITIES LLC
May 17, 2001 - September 6, 2002
CREDIT SUISSE SECURITIES (USA) LLC
March 27, 1986 - March 15, 2001
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2021)
(8/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
