KC
Kevin P. Cusack
STIFEL, NICOLAUS & COMPANY
Grand Rapids, MI 49503
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CRD#: 1458115
KC
Professional summary
Kevin Patrick Cusack is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Grand Rapids, Michigan.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.QUINTO FARMS LLC; 8572 BORDEN RD MUIR MI 48860; FARMING; MANAGER OF LLC; OVERSEES FARMING OPERATIONS; AFFILIATION STARTED 06/01/2009; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; HIS WIFE AND HIM OWN THE FARM; NOT INVESTMENT-RELATED. 2.GRAND VALLEY UNIVERSITY. 301 MICHIGAN ST. NE STE 100, GRAND RAPIDS,MI 49503; COLLEGE FOUNDATION; BOARD MEMBER; ATTENDS BOARD MEETINGS 2X A YEAR; AFFILIATION STARTED 05/01/1999; 5 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3.GOD WORLD PUBLICATIONS; P.O.BOX 2002, ASHVILLE NC 2002; PUBLISHED A NEWS MAGAZING AND RADIO PODCASTS; BOARD MEMBER; ATTENDS BOARD MEETINGS; AFFILIATION STARTED 10/15/1996; 5 HOURS PER QUARTER; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 4.Cusack Holdings LLC,4711 BRADFORD NE GRAND RAPIDS MI 49525; FAMILY INVESTMENTS PRIMARYILY IN REAL ESTATE; MANAGING MEMBER; OVERVIEW INVESTMENTS FOR HIS FAMILY; AFFILIATION STARTED 05/01/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT DURING SECURITIES TRADING HOURS; NOT INVESMENT- RELATED. 5. Armed Forces Thanksgiving; 72 Monroe Center NW Grand Rapids MI 49503; Hosts annual lunch honoring Veterans; Committee member; helps make decisions for lunch, speakers, and activities; affiliation started 02/05/2016; 4.0 hours per month; not during securities trading hours; not investment-related. 6. West Michigan Trails and Greenways; PO Box 10 Bryon Center, MI 49315; Board Member; Attend meeting and raise awareness for the need for safe biking trails; 02/01/2022; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related. 7. Eric Metaxas Media; 641 Lexington Ave New York, NY 10022; book publishing, speaking engagements, film production; Member of Advisory board; help with decison making for annual activities; 09/15/2025; 2hrs/mth; Not during securities trading hours; Not investment related 8. Cornerstone University; 1001 East Beltline Grand Rapids, MI 49525; Business school and classes; Advisor Board Member for their industry council; Attend a zoom call; 11/20/2025; 2hrs/qtr; Not during securities trading hours; Not investment related
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Cusack's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Cusack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2016 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 250 Pearl Street - 2nd Floor Grand Rapids Downtown, Grand Rapids, MI 49503RIA
BD
CRD#: 793
Grand Rapids, MI
Current
August 2, 2016 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 250 Pearl Street - 2nd Floor Grand Rapids Downtown, Grand Rapids, MI 49503RIA
BD
CRD#: 793
Grand Rapids, MI
Past
December 22, 2005 - August 2, 2016
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
GRAND RAPIDS, MI
Past
September 12, 2005 - September 12, 2005
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
GRAND RAPIDS, MI
Past
December 17, 2003 - August 2, 2016
OPPENHEIMER & CO. INC.
BD
CRD#: 249
GRAND RAPIDS, MI
Past
November 22, 1999 - November 7, 2003
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
GRAND RAPIDS, MI
Past
January 2, 1989 - November 7, 2003
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
November 23, 1988 - December 15, 1988
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
Past
February 19, 1986 - November 28, 1988
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2018)
RR
Arizona(11/2/2021)
RR
California(8/3/2016)
RR
Colorado(8/2/2016)
RR
Connecticut(4/30/2025)
RR
District of Columbia(10/14/2016)
RR
Florida(8/5/2016)
RR
Georgia(8/2/2016)
RR
Illinois(8/2/2016)
RR
Indiana(8/4/2016)
RR
Kansas(6/24/2025)
RR
Kentucky(1/6/2021)
RR
Louisiana(1/8/2021)
RR
Maine(7/27/2021)
RR
Massachusetts(8/25/2016)
RR
Michigan(8/2/2016)
IAR
Michigan(8/5/2016)
RR
Minnesota(8/4/2016)
RR
Mississippi(4/30/2025)
RR
Missouri(7/20/2022)
RR
Montana(1/2/2020)
RR
New Jersey(8/11/2016)
RR
New York(8/2/2016)
RR
North Carolina(8/2/2016)
RR
North Dakota(2/20/2024)
RR
Ohio(8/2/2016)
RR
Oklahoma(8/2/2016)
RR
Oregon(1/3/2017)
RR
Pennsylvania(8/2/2016)
RR
South Carolina(8/4/2016)
RR
South Dakota(8/2/2016)
RR
Tennessee(8/2/2016)
RR
Texas(8/2/2016)
IAR
Texas(9/30/2016)
RR
Utah(1/5/2021)
RR
Vermont(8/2/2016)
RR
Virginia(8/22/2016)
RR
Washington(9/16/2016)
RR
Wisconsin(8/2/2016)
RR
Wyoming(3/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Grand Rapids, MI 49503TRUST BUT VERIFY
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