Harold P. Driggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Perry Driggs JR, who also goes by H Perry Driggs Jr, Harold Perry Driggs, Perry Driggs, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1993. Harold had worked at 3 firms and has passed the Series 65, Series 63, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2012 - December 12, 2017
GREAT LAKES CAPITAL LLC
November 17, 1993 - October 18, 1999
BENTLEY-LAWRENCE SECURITIES, INC.
January 4, 1993 - November 4, 1993
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/18/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
GREAT LAKES CAPITAL LLC
CRD#: 122786 / SEC#:
Contact information
Red Flags
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