Todd W. Luttman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Wilms Luttman, who also goes by Todd Wilms Lutiman, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1986. Todd had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2007 - January 2, 2018
WORLD INVESTMENTS, LLC
October 24, 2005 - May 25, 2007
CETERA FINANCIAL SPECIALISTS LLC
December 16, 2003 - October 24, 2005
C. J. M. PLANNING CORP.
April 24, 2001 - December 12, 2003
PARK AVENUE SECURITIES LLC
May 3, 1999 - April 12, 2001
PARK AVENUE SECURITIES LLC
February 3, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 6, 1987 - February 11, 1995
PRUCO SECURITIES, LLC.
March 3, 1986 - November 26, 1986
MONMOUTH INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
