Maud M. Bleus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maud Marie Bleus, who also goes by Maud Marie Boisson, was a registered financial professional .
Maud is a previously registered financial professional and started their career in finance in 1995. Maud had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24, Series 8 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2008 - November 1, 2017
MIURA CAPITAL, LLC
February 3, 2004 - December 8, 2006
ASD FINANCIAL SERVICES CORP
June 2, 2000 - October 24, 2000
NORTH AMERICAN INSTITUTIONAL BROKERS
May 2, 2000 - January 29, 2004
EQUITY STATION, INC.
July 7, 1998 - May 10, 2000
CIBC WORLD MARKETS CORP.
March 29, 1996 - July 19, 1996
FIRST EQUITY CORPORATION OF FLORIDA
March 14, 1995 - January 7, 1998
THE PARTNERS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
