MD
Mark Dorfman
COMPREHENSIVE CAPITAL MANAGEMENT
LYNBROOK, NY 11563
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CRD#: 1457646
MD
Professional summary
Mark Dorfman is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Lynbrook, New York and NOSURIS, INC. located in Lynbrook, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-700 MERRICK ROAD REALTY; BALDWIN, NY; REAL ESTATE BROKERAGE; START DATE: 1/1/1996; TITLE: MEMBER; DUTIES: ADMIN.; 0% TIME SPENT. 2-ODI AGENCY; LYNBROOK, NY; SVC. DESCRIPTION: INSURANCE WHOLESALE; START DATE: 4/1/2007; CORPORATION; TITLE: PRESIDENT; DUTIES: BROKERAGE SALES OF LIFE INSURANCE; 10% TIME SPENT. 3-OBERLANDER DORFMAN, INC.; LYNBROOK, NY; DBA NAME: THEBESTGA; START DATE: 1/1/1988; TITLE: PRINCIPAL; 40% TIME SPENT. 4- Nosuris, Inc; Lynbrook, NY; RIA; start date: 1/1/2011; Title: President; Dutites: Admin. & Sales; 0 time spent. 5. CE Instructor; Valley Stream, NY; non-investment related; Service: continuing education instructor for insurance professionals; Title: instructor; Duties: teach courses providing CE credits to insurance professionals; Time spent: 1 hour/mo. 6. Monitor/Proctor; Lynbrook, NY; non-investment related; title: Proctor; Duties: Proctor insurance exams; Time spent: 1 hour/mo. 7. 1430 Milstone Road; non-investment related; Service description: rental real estate investment. Title: owner of property; Time spent: 0. 8. Mark Dorfman; Lynbrook, NY; non-investment related; d/b/a: The Best of GA or ODI Financial; Title: Self; Duties: facilitate the sale of traditional life insurance through life settlement; Time spent: 10 hours/year. 9. Registered rep of Aurora Private Wealth and general life insurance agent of The Best GA. 10. Comprehensive Capital Management, Inc., Investment related:Yes, 700 Merrick Rd, Lynbrook, NY, 11563, investment advisory services, IAR, 03/11/2009, 20 hours per week, manage client accounts
CRS (Client Relationship Summary) - RIA
Click below to view Mark Dorfman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2009 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563RIA
CRD#: 119890
LYNBROOK, NY
Current
February 14, 2019 - Present
NOSURIS, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563-2327RIA
CRD#: 160979
Lynbrook, NY
Current
March 11, 2009 - Present
APW CAPITAL, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563BD
CRD#: 43814
Lynbrook, NY
Past
January 31, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
LYNBROOK, NY
Past
January 31, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LYNBROOK, NY
Past
December 1, 2003 - January 31, 2008
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 9, 2002 - January 31, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
LYNBROOK, NY
Past
May 16, 1997 - December 5, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
August 4, 1995 - December 31, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
November 28, 1989 - September 9, 2002
WISE PLANNING CORP.
BD
CRD#: 899
HICKSVILLE, NY
Past
July 18, 1988 - November 14, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
February 19, 1986 - May 11, 1988
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
AMERIWEALTH MANAGEMENT | WEINGARTEN FINANCIAL GROUP | SENIOR RESOURCES | RETIREMENT TARGETS | OBERLANDER DORFMAN | JFL TOTAL WEALTH MANAGEMENT | INTERNATIONAL FINANCIAL ADVISORY GROUP | HARPER & HODGE | GIL WOOD & ASSOCIATES | EAST MAIN STREET ADVISORS | DMC WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL SERVICES | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | COMPASS-ION ADVISORS LLC | BACK9 RETIREMENT SOLUTIONS | B&D FINANCIAL SERVICES, INC.
CRD#: 119890 / SEC#: 801-61068
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/21/2017)
IAR
California(3/13/2020)
RR
Connecticut(3/18/2009)
RR
Florida(3/19/2009)
RR
Georgia(1/5/2012)
RR
New Jersey(3/19/2009)
IAR
New Jersey(3/24/2009)
RR
New York(3/19/2009)
IAR
New York(2/9/2021)
IAR
Texas(2/14/2019)
RR
Washington(9/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
AMERIWEALTH MANAGEMENT | WEINGARTEN FINANCIAL GROUP | SENIOR RESOURCES | RETIREMENT TARGETS | OBERLANDER DORFMAN | JFL TOTAL WEALTH MANAGEMENT | INTERNATIONAL FINANCIAL ADVISORY GROUP | HARPER & HODGE | GIL WOOD & ASSOCIATES | EAST MAIN STREET ADVISORS | DMC WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL SERVICES | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | COMPASS-ION ADVISORS LLC | BACK9 RETIREMENT SOLUTIONS | B&D FINANCIAL SERVICES, INC.
CRD#: 119890 / SEC#: 801-61068
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,105 |
| AUM (Assets Under Management) | $ 71,040,110 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
