Jack A. Heffner

TRUSTMONT ADVISORY GROUP

Williamsport, PA 17701

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CRD#: 1457641

Professional summary

Jack Alan Heffner is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Williamsport, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Williamsport, Pennsylvania.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jack has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ROCHE FINANCIAL, 1610 E THIRD ST, WILLIAMSPORT PA 17701; INS SALES; NON INV RELATED; INSURANCE AGENT ENGAGING IN THE SALE OF ACCIDENT & HEALTH, DISABILITY; STARTED 04/15/2003; 12 HRS/MTH WITH 12 DURING TRADING HRS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Alan Heffner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2012 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 1610 E Third Street, Williamsport, PA 17701

RIA

CRD#: 106015

Williamsport, PA

Current

August 10, 2011 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 1610 E. Third St, Williamsport, PA 17701

CRD#: 18312

Williamsport, PA

Past

February 28, 2006 - August 8, 2011

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

WILLIAMSPORT, PA

Past

April 26, 2002 - August 8, 2011

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

WILLIAMSPORT, PA

Past

December 7, 1994 - May 7, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

October 19, 1992 - December 12, 1994

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

April 29, 1991 - October 2, 1991

VALLEY FORGE SECURITIES, INC .

CRD#: 20892

ROSEMONT, PA

Past

May 11, 1987 - June 25, 1990

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

May 20, 1986 - December 19, 1986

LINCOLN INVESTMENT

CRD#: 519

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/13/2014)

Pennsylvania
(8/10/2011)

IAR

Pennsylvania
(1/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/19/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack A. Heffner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Alan Heffner's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

VALLEY FORGE SECURITIES, INC .

AETNA LIFE INSURANCE AND ANNUITY COMPANY

LINCOLN INVESTMENT

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/1986

SIE

Date: 10/1/2018

Series 6

Date: 5/19/1986

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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