Andrew Shubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Shubert was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1986. Andrew had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - April 30, 2024
CRAFT CAPITAL MANAGEMENT LLC
May 20, 2008 - March 5, 2015
NATIONAL SECURITIES CORPORATION
September 29, 2004 - December 7, 2007
BASIC INVESTORS INC.
September 17, 1991 - February 2, 1998
NATWEST SECURITIES CORPORATION
July 8, 1991 - September 9, 1991
NATIXIS SECURITIES AMERICAS LLC
January 15, 1988 - February 12, 1991
CRESVALE INTERNATIONAL, INC.
December 11, 1986 - September 30, 1987
NATIXIS SECURITIES AMERICAS LLC
May 20, 1986 - September 25, 1986
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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