Jonathan J. Pratt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Joseph Pratt, who also goes by Jonathan Joseph Pratt Sr, Jonathon Joseph Pratt, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1986. Jonathan had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - June 29, 2020
RYAN FINANCIAL ADVISORS INC
May 3, 2013 - October 8, 2014
MML INVESTORS SERVICES, LLC
March 18, 2010 - February 25, 2011
HORNOR, TOWNSEND & KENT, LLC
December 11, 2008 - December 20, 2012
HORNOR, TOWNSEND & KENT, LLC
November 23, 2005 - October 31, 2008
FORESTERS EQUITY SERVICES, INC.
December 16, 1998 - May 10, 2005
NEW ENGLAND SECURITIES
February 15, 1996 - June 19, 1998
SIGNATOR INVESTORS, INC.
February 14, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 11, 1992 - August 23, 1995
NEW ENGLAND SECURITIES
March 4, 1986 - May 22, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RYAN FINANCIAL ADVISORS INC
CRD#: 106834 / SEC#: 801-43386
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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