James S. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Boyd was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1994 - December 1, 2004
FOX & COMPANY INVESTMENTS INC.
February 16, 1994 - June 8, 1994
REGENCY CAPITAL GROUP, INC.
June 8, 1993 - January 1, 1994
CENTEX SECURITIES, INCORPORATED
January 22, 1993 - May 19, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.
May 29, 1991 - December 31, 1992
U.S. SECURITIES CLEARING CORP.
September 5, 1989 - May 29, 1991
BILTMORE EQUITIES & SECURITIES, LTD.
April 28, 1989 - August 16, 1989
CENTURY FINANCIAL SECURITIES, INC.
July 17, 1987 - May 1, 1989
FIRST PHOENIX SECURITIES, INC.
May 20, 1986 - June 25, 1987
PRINCETON AMERICAN EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOX & COMPANY INVESTMENTS INC.
CRD#: 18517 / SEC#: , 8-37061
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
