DS
Dave B. Straley
3RD CREEK INVESTMENTS
INCLINE VILLAGE, NV
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CRD#: 1457197
DS
Professional summary
Dave Bernard Straley is a registered financial advisor currently at 3RD CREEK INVESTMENTS located in Incline Village, Nevada.
Dave is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dave has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3rd Creek Foundation, Not investment-related.
Non-profit private family foundation
PO Box 5406, Incline Village, NV 89450
Cofounder & Board Treasurer, since 11/17/2007
I spend approximately 1 hour per month supporting 3rd Creek Foundation.
2. Dave B. Straley, CPA DBA 3rd Creek Accounting, Not investment-related.
Accounting Sole Proprietorship
PO Box 5406, Incline Village, NV 89450
Sole Proprietor, starting 7/19/2000
I spend approximately 10 hours per week supporting this company's operations.
3. 3rd Creek Ventures, LLC; Investment-related.
Angel investing/Venture capital firm
PO Box 5406, Incline Village, NV 89450
Board member, since February, 2009
I spend approximately 1 hour per month supporting business activities for this firm.
4. 3rd Creek Medical Ventures, LLC; Investment-related.
Angel investing/Venture capital firm
PO Box 5406, Incline Village, NV 89450
Board member, since August, 2012
I spend approximately 5 hours per month supporting business activities for this firm.
5. 3rd Creek Norway Ventures, Investment-related.
Angel investing/Venture capital firm
PO Box 5406, Incline Village, NV 89450
Board member, since June, 2012.
I spend approximately 1 hour per month supporting business activities for this firm.
6. Brewmetrix, Inc. Not investment-related.
Measurement Device Company
PO Box 5406, Incline Village, NV 89450
Member, since November 2010
I spend approximately 5 hours per month supporting finance and operations for this company.
7. Electrical Density Gauge, Not investment-related.
Measurement Device Company
PO Box 5406, Incline Village, NV 89450
Member, since January 2001
I spend approximately 5 hours per month supporting finance and operations for this company.
8. 3rd Creek Vietnam Ventures, Investment-related.
Angel investing/Venture capital firm
PO Box 5406, Incline Village, NV 89450
Board Member, since 2017
I spend approximately 1 hour per month supporting business activities for this firm.
CRS (Client Relationship Summary) - RIA
Click below to view Dave Bernard Straley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2012 - Present
3RD CREEK INVESTMENTS
RIA
CRD#: 115945
INCLINE VILLAGE, NV
Past
September 21, 2001 - December 31, 2008
3RD CREEK INVESTMENTS
RIA
CRD#: 115945
INCLINE VILLAGE, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3C
3RD CREEK INVESTMENTS
3RD CREEK | THIRD CREEK INVESTMENTS, INC. | THIRD CREEK INVESTMENTS | THIRD CREEK INVESTMENSTS, INC. | 3RD CREEK INVESTMENTS, INC. | 3RD CREEK INVESTMENTS
CRD#: 115945 / SEC#: 801-120802
RIA
Registered Investment Advisory firm - (4/15/2021 Approved)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Washington
Registered Investment Advisory firm - (5/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(6/15/2012)
Current Firm
3C
3RD CREEK INVESTMENTS
3RD CREEK | THIRD CREEK INVESTMENTS, INC. | THIRD CREEK INVESTMENTS | THIRD CREEK INVESTMENSTS, INC. | 3RD CREEK INVESTMENTS, INC. | 3RD CREEK INVESTMENTS
CRD#: 115945 / SEC#: 801-120802
RIA
Registered Investment Advisory firm - (4/15/2021 Approved)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Washington
Registered Investment Advisory firm - (5/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Incline Village, NV
Mailing Address
Po Box 5406, Incline Village, NV 89450-5406
Phone number
(775) 832-9222
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 162,494,648 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2024 | ||
| 01/31/2024 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
