Danton L. Harshfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danton Lewis Harshfield, who also goes by Dan Harshfield, was a registered financial professional .
Danton is a previously registered financial professional and started their career in finance in 1986. Danton had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2006 - November 29, 2007
CNS SECURITIES, LLC
January 31, 2006 - July 7, 2006
1ST DISCOUNT BROKERAGE, INC.
June 6, 2005 - August 19, 2005
BLUE MARBLE FINANCIAL, LLC
March 18, 1998 - March 30, 2005
SECU BROKERAGE SERVICES
April 18, 1996 - February 2, 1998
SUNAMERICA SECURITIES, INC.
June 18, 1993 - March 18, 1996
FIRST COMMERCIAL INVESTMENTS, INC.
June 7, 1993 - June 25, 1993
NATIONSSECURITIES
September 8, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 25, 1992 - August 21, 1992
SECURITIES MANAGEMENT & RESEARCH, INC.
May 8, 1989 - June 15, 1990
MORGAN KEEGAN & COMPANY, LLC
December 12, 1988 - May 8, 1989
T. J. RANEY & SONS, INC.
May 9, 1988 - December 14, 1988
THOMSON MCKINNON SECURITIES INC.
July 23, 1986 - May 8, 1989
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CNS SECURITIES, LLC
CRD#: 130029 / SEC#: , 8-66293
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
