Jeffrey M. Archer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Archer, who also goes by Jeff Michael Archer, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - October 21, 2013
PARK AVENUE SECURITIES LLC
December 12, 2012 - October 21, 2013
PARK AVENUE SECURITIES LLC
November 23, 2010 - December 14, 2011
FIRST CITIZENS INVESTOR SERVICES, INC.
October 5, 2010 - December 14, 2011
FIRST CITIZENS INVESTOR SERVICES, INC.
April 30, 2008 - October 4, 2010
TOUCHSTONE SECURITIES, INC.
April 11, 2007 - February 20, 2008
CETERA INVESTMENT SERVICES LLC
May 31, 2005 - October 30, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 8, 2005 - April 14, 2005
OSAIC FS, INC.
April 30, 2001 - May 18, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 20, 1999 - April 5, 2001
THE HUNTINGTON INVESTMENT COMPANY
March 3, 1999 - March 25, 1999
UVEST FINANCIAL SERVICES GROUP, INC.
July 16, 1996 - March 16, 1999
BB&T INVESTMENT SERVICES, INC.
August 5, 1993 - July 15, 1996
ALLSTATE FINANCIAL SERVICES, LLC
October 2, 1992 - December 17, 1992
INVEST FINANCIAL CORPORATION
March 4, 1992 - October 9, 1992
MARKETING ONE SECURITIES, INC.
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
