Michael J. Strasser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jay Strasser, who also goes by Michael J Strasser, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - February 6, 2015
FINANCIAL WEST GROUP
February 10, 2014 - July 18, 2014
PAULSON INVESTMENT COMPANY LLC
September 30, 2002 - July 1, 2003
GUNNALLEN FINANCIAL, INC
March 15, 2002 - June 21, 2002
AEGIS CAPITAL CORP.
February 19, 1999 - November 29, 2001
FIRST MONTAUK SECURITIES CORP.
August 3, 1998 - November 24, 1998
ROBERT THOMAS SECURITIES, INC
March 24, 1997 - August 6, 1998
PRUDENTIAL EQUITY GROUP, LLC
March 15, 1995 - March 27, 1997
J.P. MORGAN SECURITIES LLC
December 15, 1993 - March 24, 1995
UBS FINANCIAL SERVICES INC.
August 5, 1986 - January 7, 1994
LEHMAN BROTHERS INC.
May 2, 1986 - May 2, 1986
TRIPP & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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