Douglas S. Gasher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Shane Gasher, who also goes by D S Gasher, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1986. Douglas had worked at 16 firms and has passed the Series 63, SIE, Series 50, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2013 - January 2, 2025
MULTI-BANK SECURITIES, INC.
January 7, 2011 - September 30, 2013
GUZMAN & COMPANY
January 26, 2009 - June 4, 2010
FINACORP SECURITIES
May 25, 2007 - October 27, 2008
CALAMOS FINANCIAL SERVICES LLC
July 11, 2006 - May 14, 2007
STERNE, AGEE & LEACH, INC.
November 1, 2005 - June 2, 2006
MORGAN KEEGAN & COMPANY, LLC
February 7, 2005 - October 11, 2005
COUNTRYWIDE SECURITIES CORPORATION
May 5, 2000 - November 22, 2004
FHN FINANCIAL SECURITIES CORP.
March 2, 1998 - September 23, 1999
RBC CAPITAL MARKETS, LLC
January 3, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
March 14, 1994 - January 3, 1995
THE CHICAGO CORPORATION
July 23, 1991 - November 11, 1992
HSBC SECURITIES (USA) INC.
March 8, 1988 - April 4, 1988
FIRST NORTHERN SECURITIES, INC.
July 7, 1987 - April 27, 1988
E. F. HUTTON & COMPANY INC
November 11, 1986 - May 12, 1987
J.P. MORGAN SECURITIES LLC
May 23, 1986 - October 29, 1986
ALL SERVICES FINANCIAL CENTER
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
