Lisa M. Lake Langley

EMERGE CAPITAL MANAGEMENT

BUFFALO, NY 14202

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CRD#: 1456751

Professional summary

Lisa Miller Lake Langley, who also goes by Lisa Miller Lake, is a registered financial advisor currently at EMERGE CAPITAL MANAGEMENT located in Buffalo, New York.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lisa has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Miller Lake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Emerge Canada, Inc.; investment related; 26 Wellington Street East, Suite 901 Toronto, Ontario; investment fund manager; owner, Chief Compliance Officer and Chief Executive Officer; 06/2019; ____ hours per month; ____ hours during securities trading hours; manages and sponsors 6 ETF's utilizing investment strategies of ARK Invest under a sub-advisory agreement.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Miller Lake Langley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2021 - Present

EMERGE CAPITAL MANAGEMENT

Office #1: 500 Pearl Street Suite 740, Buffalo, NY 14202

RIA

CRD#: 284581

BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERGE CAPITAL MANAGEMENT

EMERGE CAPITAL MANAGEMENT | EMERGE CAPITAL MANAGEMENT INC.

CRD#: 284581 / SEC#: 801-113648

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

Illinois

Registered Investment Advisory firm - (7/20/2018 Terminated)

New York

Registered Investment Advisory firm - (7/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2016

Uniform Investment Adviser Law Examination

Current Firm

EMERGE CAPITAL MANAGEMENT

EMERGE CAPITAL MANAGEMENT | EMERGE CAPITAL MANAGEMENT INC.

CRD#: 284581 / SEC#: 801-113648

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

Illinois

Registered Investment Advisory firm - (7/20/2018 Terminated)

New York

Registered Investment Advisory firm - (7/27/2018 Terminated)

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Contact information

Main Address

500 Pearl Street Suite 740, Buffalo, NY 14202

Mailing Address

Phone number

(904) 870-1092

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMERGE CAPITAL MANAGEMENT PART 2 BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 30,000,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa M. Lake Langley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Miller Lake Langley's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERGE CAPITAL MANAGEMENT

Primary Firm SEC Registration

EMERGE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2016

Current Firm

EMERGE CAPITAL MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMERGE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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