Mary P. Christie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Patricia Christie, who also goes by Mary Pat Christie, Mary Patricia Foster Christie, Mary Patriciafoster Christie, Mary Pat Foster, Mary Patricia Foster, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1986. Mary had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2012 - December 14, 2015
AG BD LLC
July 30, 2007 - July 31, 2012
CANTOR FITZGERALD & CO.
March 15, 2005 - February 20, 2007
SEAPORT GLOBAL SECURITIES LLC
April 4, 2002 - January 6, 2004
SEAPORT GLOBAL SECURITIES LLC
May 11, 2001 - April 4, 2002
IPO.COM SECURITIES, INC.
September 5, 2000 - May 7, 2001
APEX CLEARING CORPORATION
October 1, 1999 - September 5, 2000
ROBERTSON STEPHENS, INC.
September 23, 1998 - October 1, 1999
APEX CLEARING CORPORATION
March 12, 1997 - September 9, 1998
JPMSI
June 19, 1992 - March 10, 1997
EAGLE ROCK CAPITAL GROUP, INC.
July 9, 1990 - June 1, 1992
PRINTON, KANE GROUP, INC.
May 19, 1989 - May 8, 1990
JEFFERIES LLC
May 29, 1986 - May 20, 1989
PERSHING LLC
February 27, 1986 - April 15, 1986
PRINTON KANE & CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AG BD LLC
CRD#: 23122 / SEC#: , 8-40213
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANGELO, GORDON & CO., L.P. | MANAGING MEMBER | |
| ANGELO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER | 6118 |
| GORDON, MICHAEL LAURENCE | CHIEF OPERATING OFFICER | 225836 |
| WEKSELBLATT, JOSEPH ROBERT | CHIEF FINANCIAL OFFICER | 1817841 |
| WICKMAN, KIRK PETER | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2836950 |
| WOLF, GARY ISAAC | MANAGING DIRECTOR AND SENIOR REGISTERED OPTIONS PRINCIPAL | 1847357 |
Red Flags
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