Billy J. Cornett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Joe Cornett was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 1986. Billy had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2001 - August 31, 2012
ALLSTATE FINANCIAL SERVICES, LLC
June 12, 2000 - April 12, 2001
FIRST ATLANTA SECURITIES, LLC
June 10, 1999 - June 16, 2000
TRUIST INVESTMENT SERVICES, INC.
June 30, 1998 - June 2, 1999
MIDSOUTH CAPITAL, INC.
October 20, 1997 - June 3, 1998
CENTENNIAL CAPITAL MANAGEMENT, INC.
September 30, 1996 - October 16, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
August 11, 1995 - October 9, 1996
SOUTHTRUST SECURITIES, LLC
September 24, 1993 - November 24, 1993
WADDELL & REED
November 27, 1990 - September 26, 1991
IFG NETWORK SECURITIES, INC.
August 19, 1987 - August 8, 1989
BARNETT INVESTMENTS, INC.
February 19, 1986 - September 11, 1987
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
