Stephen A. Engro
BEACON FINANCIAL GROUP | President
Dallas, TX 75252-5654
Some features on this profile are disabled
CRD#: 1456472
Professional summary
Stephen Anthony Engro is a registered financial advisor currently at BEACON FINANCIAL GROUP located in Dallas, Texas and KESTRA INVESTMENT SERVICES, LLC located in Dallas, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
750K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BDE PROPERTIES, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: passive no duties except to provide tax info to accountant for tax prep Business Name: BEACON ASSOCIATES MANAGEMENT CO Investment Related: No Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Other Other/None of the Above This LLC was established to facilitate the management income received from NFP and is completely passive. Position, Title or Relationship: Owner, President Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hrs /month during trading hours: 0% - 10% (0 - 14 hours) Duties: LLC was established to facilitate the management income received from NFP and is completely passive. Business Name: Beacon Retirement Planning Services, Inc. DBA Beacon Financial Group Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Insurance Position, Title or Relationship: Other, Steve is the President, Treasurer, Principal, Manager, Investment Advisor, Insurance Agent under Beacon. Licensed to sell Fixed and Equity Indexed Annuities. 40+ hrs / week. Comp Reviewed: & lt;15% commission based. Start Date: 1/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: providing insurance products to our clientele when in need. Business Name: Beacon Retirement Planning Services, Inc. Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other, Steve is the President, Treasurer, Principal, Manager, Investment Advisor, Insurance Agent under Beacon. Licensed to sell Fixed and Equity Indexed Annuities. 40+ hrs per week. Compensation Reviewed: <15% commission based. Start Date: 1/1/1995 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: to provide advisory services in a fiduciary role to my clients. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: SAE HOLDINGS, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Sole Owner Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: providing capital and some administration Business Name: SAE Properties, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Owner, President Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Providing the capital and administration necessary to buy and sell and repair homes Business Name: 2406 BELLEVUE RD , LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2024 ADDRESS: 17300 Preston Road, suite 120, CO SAE Properties, Dallas TX 75252, United States DESCRIPTION: collect rent, pay insurance and maintenance
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Anthony Engro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2006 - Present
BEACON FINANCIAL GROUP
Office #1: 17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654RIA
CRD#: 110038
Dallas, TX
Current
April 28, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 17300 Preston Rd. Ste. 120, Dallas, TX 75252BD
CRD#: 42046
Dallas, TX
Past
April 19, 2016 - March 26, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Dallas, TX
Past
April 28, 2000 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
January 13, 1995 - April 28, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 22, 1992 - January 18, 1995
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
March 7, 1988 - May 26, 1992
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 25, 1986 - March 8, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
February 24, 1986 - March 14, 1986
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
Registered Investment Advisory firm - (9/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2000)
RR
Arkansas(2/6/2012)
RR
California(4/28/2000)
RR
Delaware(4/9/2024)
RR
Florida(8/4/2017)
RR
Georgia(12/14/2011)
RR
Illinois(5/18/2022)
RR
Louisiana(7/27/2004)
RR
Michigan(1/28/2010)
RR
Mississippi(9/27/2023)
RR
New York(8/8/2017)
RR
North Carolina(3/18/2004)
RR
Ohio(1/13/2020)
RR
Oklahoma(6/23/2016)
RR
Pennsylvania(4/28/2000)
RR
Texas(4/28/2000)
IAR
Texas(5/30/2006)
RR
Wisconsin(11/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
Registered Investment Advisory firm - (9/15/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654
Mailing Address
Phone number
(972) 726-9888
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,121 |
| AUM (Assets Under Management) | $ 1,137,548,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEACON FINANCIAL GROUP
PresidentCRD#: 110038Dallas, TX 75252-5654TRUST BUT VERIFY
Monitor Stephen Engro
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
