Arnold S. Ripperger
Professional summary
Arnold Steven Ripperger, who also goes by Arnie Ripperger, is a registered financial professional currently at D.M. KELLY & COMPANY located in Des Moines, Iowa.
Arnold is registered as a RR (Registered Representative) and started their career in finance in 1986. Arnold has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arnold Steven Ripperger's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2009 - Present
D.M. KELLY & COMPANY
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312March 2, 2009 - October 13, 2009
D.A. DAVIDSON & CO.
February 24, 1986 - February 27, 2009
RUAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2023)
(6/7/2023)
(10/9/2009)
(1/23/2014)
(10/9/2009)
(6/12/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
D.M. KELLY & COMPANY
CRD#: 38770 / SEC#: , 8-48398
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIEL M KELLY 2004 TRUST, PATRICK B. KELLY TRUSTEE | NON-VOTING SHAREHOLDER | |
| HALLIWELL, KATHLEEN CRICHTON | CHIEF COMPLIANCE OFFICER, OSJ SUPERVISOR | |
| KELLY, DANIEL MICHAEL | PRESIDENT, VOTING SHAREHOLDER OF DANIEL M KELLY 2004 TRUST | 266912 |
| KELLY, PATRICK BENJAMIN | TRUSTEE OF DANIEL M KELLY 2004 TRUST | |
| LORBIECKI, DAVID PALMER | EXECUTIVE VICE PRESIDENT | 2357042 |
| SHIRES, KEVIN ALEXANDER | CHIEF FINANCIAL OFFICER, FINOP | 4974827 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
D.M. KELLY & COMPANY
CRD#: 38770Des Moines, IA 50312TRUST BUT VERIFY
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