Thomas G. Moran

MORAN TICE CAPITAL MANAGEMENT

Atlanta, GA

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CRD#: 1456126

Professional summary

Thomas Garic Moran Sr., who also goes by Thomas Garic Moran, is a registered financial advisor currently at MORAN TICE CAPITAL MANAGEMENT LLC located in Atlanta, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Garic Moran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Garic Moran Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2019 - Present

MORAN TICE CAPITAL MANAGEMENT LLC

RIA

CRD#: 305734

Atlanta, GA

Past

February 19, 1986 - July 25, 1991

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/26/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Current Firm

MORAN TICE CAPITAL MANAGEMENT LLC

MORAN TICE CAPITAL MANAGEMENT LLC | TG MORAN CAPITAL MANAGEMENT, LLC | MORAN-TICE CAPITAL MANAGEMENT, LLC

CRD#: 305734 / SEC#:

Georgia

Registered Investment Advisory firm - (10/31/2019 Approved)

North Carolina

Registered Investment Advisory firm - (1/24/2022 Approved)

Tennessee

Registered Investment Advisory firm - (10/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Highlands, NC

Mailing Address

Phone number

(404) 272-8311

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 55,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas G. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Garic Moran Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MORAN TICE CAPITAL MANAGEMENT LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2018

Series 63

Date: 4/1/1986

Series 3

Date: 3/26/1987

Series 7

Date: 2/15/1986

Current Firm

MORAN TICE CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MORAN TICE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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