Albert J. Scipione
Professional summary
Albert Joseph Scipione was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Albert is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Albert had worked at 8 firms, which includes SUNSTATE EQUITY TRADING, CAPITAL SECURITIES OF AMERICA INC., PARAGON CAPITAL MARKETS INC., LT LAWRENCE & CO. INC., CONTINENTAL BROKER-DEALER CORP., LCP CAPITAL CORP., EURO-ATLANTIC SECURITIES INC., YAMAICHI INTERNATIONAL (AMERICA) INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2001 - November 27, 2002
SUNSTATE EQUITY TRADING
October 20, 1998 - October 11, 1999
CAPITAL SECURITIES OF AMERICA, INC.
September 4, 1997 - December 23, 1997
PARAGON CAPITAL MARKETS, INC.
May 19, 1997 - August 30, 1997
LT LAWRENCE & CO., INC.
March 8, 1997 - June 17, 1997
CONTINENTAL BROKER-DEALER CORP.
September 9, 1996 - November 6, 1996
LCP CAPITAL CORP.
March 29, 1996 - August 26, 1996
EURO-ATLANTIC SECURITIES INC.
June 29, 1989 - November 7, 1989
YAMAICHI INTERNATIONAL (AMERICA) INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 3/27/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
SUNSTATE EQUITY TRADING
CRD#: 43571 / SEC#: , 8-50317
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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