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Steven D. Meyer

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CRD#: 1455831
SM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Daniel Meyer, who also goes by Steven D Meyer, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steven D Meyer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 12, 2013 - June 8, 2023

CRITICAL TRADING, LLC

BD
CRD#: 165071
New York, NY
Past

April 29, 2010 - July 23, 2012

CCM SECURITIES, LLC

BD
CRD#: 104457
NEW YORK, NY
Past

February 19, 2010 - June 15, 2010

BLUEFIN SPECIALISTS L.L.C.

BD
CRD#: 138150
NEW YORK, NY
Past

August 5, 2009 - July 23, 2012

BLUEFIN CAPITAL MANAGEMENT, LLC

BD
CRD#: 113892
NEW YORK, NY
Past

October 29, 2008 - February 12, 2009

J.P. MORGAN CLEARING CORP.

RIA
CRD#: 28432
NEW YORK, NY
Past

January 5, 2007 - February 12, 2009

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
NEW YORK, NY
Past

December 6, 1993 - February 12, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 2, 1990 - August 3, 1993

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/2/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/15/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


CT
CRITICAL TRADING, LLC
CRITICAL INVESTMENT GROUP | CRITICAL TRADING, LLC

CRD#: 165071 / SEC#: , 8-69144

BD
Terminated by SEC on 09/23/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CRITICAL HOLDINGS, LLCSOLE MEMBER
KRUGER, JOHN ROBERTPRINCIPAL FINANCIAL OFFICER4740278
KRUGER, JOHN ROBERTFINOP4740278
KRUGER, JOHN ROBERTPRINCIPAL OPERATIONS OFFICER4740278
MEYER, STEVEN DANIELCEO, CCO, COO
ROBIK, KEVIN TMANAGER

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRITICAL TRADING, LLC

CRD#: 165071

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