Jane L. Rosenfeld

ASPIRE ADVISORS

NORTH WHITE PLAINS, NY 10603

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CRD#: 1455814

Professional summary

Jane Lora Rosenfeld, who also goes by Jane Emerick, is a registered financial advisor currently at ASPIRE ADVISORS, LLC located in North White Plains, New York and HAMILTON CAVANAUGH & ASSOCIATES, INC. located in White Plains, New York.

Jane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jane has worked at 2 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jane Emerick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Lora Rosenfeld's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2021 - Present

ASPIRE ADVISORS, LLC

Office #1: 661 North Broadway, North White Plains, NY 10603

RIA

CRD#: 150652

NORTH WHITE PLAINS, NY

Current

October 26, 2010 - Present

HAMILTON CAVANAUGH & ASSOCIATES, INC.

Office #1: 661 North Broadway, White Plains, NY 10603

CRD#: 35972

White Plains, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/25/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

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Contact information

Main Address

661 North Broadway, North White Plains, NY 10603

Mailing Address

Phone number

(877) 760-3540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 105,783,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jane L. Rosenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Lora Rosenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE ADVISORS, LLC

HAMILTON CAVANAUGH & ASSOCIATES, INC.

Primary Firm SEC Registration

ASPIRE ADVISORS, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 10/25/2010

FINRA

Current Firm

ASPIRE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE ADVISORS, LLC

TRUST BUT VERIFY

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